Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIPER SANDLER LTD.
FRN 191657
- [FCA CF] Client dealing (since 19 Oct 2022)
- SMF3 Executive Director (9 Dec 2019 to 6 Dec 2021)
- CF1 Director (5 Jul 2017 to 8 Dec 2019)
- CF30 Customer (1 May 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.