David Molloy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIPER SANDLER LTD. (no longer approved here)
FRN 191657
- [FCA CF] Client dealing (15 May 2024 to 31 Jan 2025)
Brooklands Fund Management Limited (no longer approved here)
FRN 757575
- CF30 Customer (11 Feb 2024 to 23 May 2024)
Hawksbill Investors Limited (no longer approved here)
FRN 985771
- (1)Employed By (11 Feb 2024 to 23 May 2024)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Client dealing (29 Jan 2018 to 30 Oct 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.