PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrey Dvorkin

  IRN AXD02591

  • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 6 Aug 2022)
• Anthony Joseph Lerman

  IRN AJL01221

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (12 Dec 2006 to 31 Oct 2007)
• Anthony Than

  IRN AXT00477

  • [FCA CF] Client dealing (since 19 Oct 2022)
• Anton Ticktin

  IRN AXT01662

  • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 31 Mar 2026)
• Arnold Ludwig Holle

  IRN ALH01036

  • CF30 Customer (6 Sep 2012 to 5 May 2016)
• Aron Borbely-Bartis

  IRN AXB04723

  • [FCA CF] Client dealing (since 23 Sep 2025)
• Arthur Didier Andre Manuel Plenecassagne

  IRN AXP00991

  • [FCA CF] Client dealing (27 Jun 2024 to 5 Feb 2026)
• Asmae Riadi

  IRN AXR02383

  • CF30 Customer (15 Sep 2014 to 12 Oct 2018)
• Asthika Sarith Goonewardene

  IRN ASG01068

  • CF30 Customer (22 Nov 2007 to 15 Dec 2008)
• Ben Overfield

  IRN BXO00123

  • [FCA CF] Client dealing (since 29 Oct 2025)

No changes recorded yet.