Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harris Williams & Co. Ltd (no longer approved here)

    FRN 540892

    • [FCA CF] Client dealing (29 Nov 2022 to 23 Jan 2026)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 6 Aug 2022)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 7 Jun 2021)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.