Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carlsquare Ltd

    FRN 749890

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (6 Sep 2012 to 5 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.