PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jon Warren Salveson

  IRN JWS01108

  • CF1 Director (31 Mar 2005 to 31 Aug 2010)
• Jonathan Downes

  IRN JXD69757

  • [FCA CF] Client dealing (3 Jul 2023 to 27 Feb 2026)
• Jonathan Edward Hartland

  IRN JXH02912

  • [FCA CF] Client dealing (since 2 Dec 2024)
• Jonathan Harry Knapman

  IRN JHK01017

  • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
  • CF21 Investment Adviser (8 Jul 2002 to 31 Oct 2007)
• Jonathan Warren Gosling

  IRN JWG01038

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF21 Investment Adviser (9 Aug 2005 to 31 Oct 2007)
• Joseph Sean Sherry

  IRN JXS01482

  • [FCA CF] Client dealing (1 Aug 2023 to 31 Jan 2025)
• Julie Legge

  IRN JXS01431

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF21 Investment Adviser (10 Aug 2005 to 31 Oct 2007)
• Kai Xu

  IRN KXX00006

  • [FCA CF] Client dealing (7 Feb 2025 to 12 Sep 2025)
• Karolina Pioro

  IRN KXP00128

  • [FCA CF] Client dealing (since 9 Jul 2022)
• Katherine Andrew

  IRN KXA01549

  • CF30 Customer (1 May 2017 to 3 Apr 2019)

No changes recorded yet.