Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WG Partners LLP (no longer approved here)

    FRN 595861

    • CF11 Money Laundering Reporting (15 Jan 2014 to 9 Sep 2015)
    • CF30 Customer (15 Jan 2014 to 9 Sep 2015)
    • CF4 Partner (15 Jan 2014 to 9 Sep 2015)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (9 Aug 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (17 Jun 2002 to 28 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.