Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (15 Jan 2014 to 9 Sep 2015)
- CF30 Customer (15 Jan 2014 to 9 Sep 2015)
- CF4 Partner (15 Jan 2014 to 9 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2010)
- CF21 Investment Adviser (9 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Jun 2002 to 28 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.