Pinnacle Insurance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor LimelightElstree WayBorehamwoodHertfordshireWD6 1JHUNITED KINGDOM- Phone
- +4402082079000
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Complaints Contact
4th Floor LimelightElstree WayBorehamwoodHertfordshireWD6 1JHUNITED KINGDOM- Phone
- +4402082079000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Ships, Sickness, Suretyship
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Ships, Sickness, Suretyship
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. BNP Paribas Cardif
IRN CCC01041
- CF2 Non Executive Director (1 Dec 2001 to 27 Nov 2015)
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. Banque Financiere Cardif
IRN CCB01054
- CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2006)
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. Cardif Assurance Vie
IRN CCC01042
- CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2015)
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. Cardif-Assurances Risques Divers
IRN XXC01050
- CF2 Non Executive Director (23 Mar 2006 to 27 Nov 2015)
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Aaron Richard Hester-Lowe
IRN AXH00254
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jul 2024)
- SMF16 Compliance Oversight (since 30 Jul 2024)
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Adam Daniel Toulson
IRN AXT00812
- [FCA CF] Significant management (since 6 Oct 2025)
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Adam Jon Golding
IRN AJG01283
- CF1 Director (7 Sep 2007 to 25 May 2012)
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Alistair James Hadfield
IRN AJH01680
- SMF24 Chief Operations (8 Aug 2022 to 5 Jan 2024)
- Responsible for Insurance Distribution (20 Sep 2019 to 5 Jan 2024)
- SMF3 Executive Director (27 Feb 2019 to 8 Aug 2022)
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Andrew Donald Swain
IRN ADS01143
- CF1 Director (21 Apr 2006 to 31 Dec 2011)
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Andrew Miles Wigg
IRN AMW01212
- Responsible for Insurance Distribution (since 5 Feb 2024)
- SMF1 Chief Executive (since 10 Dec 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- SIMF2 Chief Finance Function (7 Mar 2016 to 31 Aug 2016)
- CF3 Chief Executive (4 Feb 2016 to 6 Mar 2016)
- CF1 Director (1 Mar 2013 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ward Marketing Solutions Ltd (no longer appointed)
FRN 541006 · Appointed 5 Sep 2011 · Until 14 Nov 2012
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The Affiliate People Limited (no longer appointed)
FRN 550608 · Appointed 11 May 2011 · Until 14 Nov 2012
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Endeavour Personal Finance Limited (no longer appointed)
FRN 403514 · Appointed 14 Feb 2006 · Until 30 Sep 2008
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Pinnacle Insurance Management Services Plc (no longer appointed)
FRN 207096 · Appointed 17 Sep 2001 · Until 17 Feb 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.