Andrew Donald Swain

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WS (UK) LIMITED (no longer approved here)

    FRN 624575

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2020)
    • CF1 Director (7 Apr 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Apr 2015 to 30 Sep 2018)
  • Pinnacle Insurance Limited (no longer approved here)

    FRN 110866

    • CF1 Director (21 Apr 2006 to 31 Dec 2011)
  • Pinnacle Insurance Management Services Limited (no longer approved here)

    FRN 315503

    • CF1 Director (21 Apr 2006 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.