Date authorised
7 April 2015
Companies House
07384495
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 55A
    Pocklington Airfield Industrial Estate
    Pocklington
    York
    East Riding Of Yorkshire
    YO42 1NR
    UNITED KINGDOM
    Phone
    +441759487828
  • Complaints Contact

    Unit 55A
    Pocklington Airfield Industrial Estate
    Pocklington
    York
    East Riding Of Yorkshire
    YO42 1NR
    UNITED KINGDOM
    Phone
    +441759487828

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Donald Swain

    IRN ADS01143

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2020)
    • Responsible for Insurance Mediation (7 Apr 2015 to 30 Sep 2018)
    • CF1 Director (7 Apr 2015 to 8 Dec 2019)
  • Karen Jane Neagle

    IRN KJN01025

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 17 Mar 2022)
    • Responsible for Insurance Distribution (since 24 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Apr 2015 to 8 Dec 2019)
  • Martin Neagle

    IRN MXN01492

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.