PineBridge Benson Elliot LLP

• Principal Place of Business

  1 Bedford Avenue

  London

  Camden

  WC1B 3AU

  UNITED KINGDOM

  Phone

  +4402078088900

  Web

  https://www.pinebridge.com

• Complaints Contact

  1 Bedford Avenue

  London

  WC1B 3AU

  UNITED KINGDOM

  Phone

  +4402078088900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dorothee Wintle

  IRN DXW00307

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
• Georg Strassner

  IRN GXS00282

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
• George Mackinnon

  IRN GXM00279

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Gregory Gilbert

  IRN GXG00109

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2025)
• James Philip Jakeman

  IRN JPJ01020

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Apr 2016 to 8 Dec 2019)
• Jan Cedric Reimers

  IRN JXR00337

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Jeremy Michael Hussey

  IRN JMH01168

  • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
  • CF11 Money Laundering Reporting (12 Apr 2006 to 23 Nov 2009)
  • CF10 Compliance Oversight (12 Apr 2006 to 23 Nov 2009)
  • CF4 Partner (12 Apr 2006 to 31 Mar 2010)
  • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)
• Joseph Paul DeLeo

  IRN JPD01142

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • CF4 Partner (24 Sep 2008 to 8 Dec 2019)
• Kenneth Andrew MacNaughton

  IRN KAM01162

  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2025)
  • SMF27 Partner (9 Dec 2019 to 20 Feb 2025)
  • CF4 Partner (17 Apr 2014 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF28 Systems and controls (14 Jun 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Nov 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Nov 2009 to 8 Dec 2019)
• Kristen Kozlowski

  IRN KXK00248

  • [FCA CF] Client dealing (since 27 Jun 2022)

No changes recorded yet.