Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PineBridge Benson Elliot LLP (no longer approved here)

    FRN 447150

    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2025)
    • SMF27 Partner (9 Dec 2019 to 20 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2025)
    • CF4 Partner (17 Apr 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF28 Systems and controls (14 Jun 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Nov 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Nov 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.