PineBridge Benson Elliot LLP

• Principal Place of Business

  1 Bedford Avenue

  London

  Camden

  WC1B 3AU

  UNITED KINGDOM

  Phone

  +4402078088900

  Web

  https://www.pinebridge.com

• Complaints Contact

  1 Bedford Avenue

  London

  WC1B 3AU

  UNITED KINGDOM

  Phone

  +4402078088900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Coleman

  IRN LXC00198

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
• Leopoldo Andreis De Gregorio

  IRN LXA01151

  • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
  • CF27 Investment Management (30 Aug 2006 to 31 Oct 2007)
  • CF4 Partner (30 Aug 2006 to 30 Sep 2010)
• Leopoldo Andreis de Gregorio

  IRN LXA00100

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Luca Scollo

  IRN LXS00638

  • [FCA CF] Client dealing (since 28 May 2024)
• Marc Mogull

  IRN MXM01537

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)
  • CF3 Chief Executive (12 Apr 2006 to 1 Jan 2018)
  • CF8 Apportionment and Oversight (12 Apr 2006 to 31 Oct 2007)
  • CF4 Partner (12 Apr 2006 to 8 Dec 2019)
• Marc Olivier Assouline

  IRN MXA00335

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
• Melissa Jane Lessi

  IRN MJL01293

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Nicholas Waring

  IRN NXW00119

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Patricia Cook Barrigan

  IRN PCB01104

  • SMF27 Partner (9 Dec 2019 to 18 Aug 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (30 Aug 2006 to 31 Oct 2007)
  • CF4 Partner (30 Aug 2006 to 8 Dec 2019)
• Paul Simon Fieldhouse

  IRN PSF01029

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 May 2025)
  • SMF16 Compliance Oversight (since 13 May 2025)

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