PIMCO Europe Ltd

• Principal Place of Business

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

  Web

  https://www.pimco.com

• Complaints Contact

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Victoria Caro Lecanda

  IRN VXC01109

  • [FCA CF] Manager of certification employee (12 Jun 2023 to 11 Jul 2024)
  • [FCA CF] Client dealing (30 Sep 2021 to 11 Jul 2024)
  • CF30 Customer (3 Nov 2011 to 8 Dec 2019)
• Vikram Balan

  IRN VXB01161

  • [FCA CF] Client dealing (since 15 Dec 2020)
  • CF30 Customer (11 Jul 2019 to 8 Dec 2019)
• Vincent Groenewoud

  IRN VXG01289

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
• Virginie Monique Maisonneuve

  IRN VMM01002

  • CF29 Significant management (11 Mar 2014 to 17 Sep 2015)
  • CF30 Customer (11 Mar 2014 to 17 Sep 2015)
• Vishnu Raj Kumar Raj Kumar

  IRN VXR00057

  • [FCA CF] Client dealing (since 1 Nov 2021)
• Vladimir Cara

  IRN VXC01127

  • CF30 Customer (31 Oct 2011 to 22 Jun 2015)
• Vladislav Evgenovich Putyatin

  IRN VXP01035

  • CF30 Customer (22 Apr 2009 to 1 Feb 2016)
• Wei Sum Cheung

  IRN WXC17648

  • [FCA CF] Client dealing (since 15 Dec 2020)
  • CF30 Customer (29 Jul 2019 to 8 Dec 2019)
• William Brendan O'Mahony Elder-Bridges

  IRN WXE17663

  • [FCA CF] Client dealing (since 20 Jan 2025)
• William Fallon

  IRN WXF00048

  • [FCA CF] Client dealing (since 2 Feb 2022)

No changes recorded yet.