Vikram Balan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIMCO Europe Ltd
FRN 149303
- [FCA CF] Client dealing (since 15 Dec 2020)
- CF30 Customer (11 Jul 2019 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Manager of certification employee (17 Jul 2017 to 29 May 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 29 May 2019)
- CF30 Customer (3 Jun 2015 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (7 Oct 2008 to 27 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.