Date authorised
1 April 2013
Companies House
02604517
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Baker Street
    London
    W1U 3AH
    UNITED KINGDOM
    Phone
    +442036401629
  • Complaints Contact

    11 Baker Street
    London
    W1U 3AH
    UNITED KINGDOM
    Phone
    +442036401629

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Anthony Nagel

    IRN PAN01088

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
  • Peter Bentley

    IRN PIB01010

    • CF21 Investment Adviser (11 Aug 2004 to 8 Nov 2007)
    • CF27 Investment Management (11 Aug 2004 to 8 Nov 2007)
  • Peter Campestrini

    IRN PXC02067

    • CF30 Customer (7 Feb 2013 to 31 Dec 2015)
  • Peter Paul Pardi

    IRN PPP01004

    • CF21 Investment Adviser (24 Jul 2002 to 3 Jul 2006)
  • Peter Szecsenyi

    IRN PXS12409

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2021)
    • CF30 Customer (9 Mar 2019 to 8 Dec 2019)
  • Petros Koutsomitopoulos

    IRN PXK00448

    • [FCA CF] Client dealing (since 5 Aug 2025)
  • Philip Nicholas Nuhad Kurukgy

    IRN PXK06495

    • CF30 Customer (22 Sep 2018 to 8 Dec 2019)
  • Philipp Nowak

    IRN PXN01424

    • CF30 Customer (24 Feb 2018 to 8 Dec 2019)
  • Philippe Bodereau

    IRN PXB01608

    • [FCA CF] Material risk taker (since 19 Aug 2024)
    • [FCA CF] Manager of certification employee (since 12 Jun 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF1 Director (27 Nov 2015 to 31 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
  • Philippe Chkaibane

    IRN PXC01956

    • CF30 Customer (18 Apr 2011 to 1 Sep 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.