Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Aug 2024)
    • [FCA CF] Manager of certification employee (since 12 Jun 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF1 Director (27 Nov 2015 to 31 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 18 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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