Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 15 Oct 2024)
    • [FCA CF] Manager of certification employee (since 26 Apr 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (14 Feb 2008 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (15 Oct 2024 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (26 Apr 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF21 Investment Adviser (11 Aug 2004 to 8 Nov 2007)
    • CF27 Investment Management (11 Aug 2004 to 8 Nov 2007)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (1 Dec 2001 to 16 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.