Date authorised
1 April 2013
Companies House
02604517
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Baker Street
    London
    W1U 3AH
    UNITED KINGDOM
    Phone
    +442036401629
  • Complaints Contact

    11 Baker Street
    London
    W1U 3AH
    UNITED KINGDOM
    Phone
    +442036401629

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Linda Dane Eedes

    IRN LDP01017

    • CF30 Customer (1 Nov 2007 to 10 Apr 2010)
    • CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2004 to 15 Feb 2007)
  • Line Groot Degner

    IRN LGD01021

    • CF30 Customer (2 Feb 2012 to 20 Jan 2014)
  • Lionel René Laurant

    IRN LRL01006

    • CF30 Customer (19 Feb 2016 to 8 Dec 2019)
  • Lisa Arnold

    IRN LXA01319

    • SMF14 Senior Independent Director (6 Mar 2024 to 28 Oct 2025)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 28 Oct 2025)
    • CF2 Non Executive Director (29 Apr 2014 to 8 Dec 2019)
  • Lorenz Seebacher

    IRN LXS32484

    • [FCA CF] Client dealing (since 24 Jul 2023)
  • Lorenzo Brunelli

    IRN LXB01849

    • CF30 Customer (10 Nov 2015 to 8 Dec 2019)
  • Lorenzo Enne

    IRN LXE01120

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
  • Lorenzo Fabiani

    IRN LXF01369

    • CF30 Customer (20 Apr 2016 to 31 Jul 2018)
  • Lorenzo Palmieri

    IRN LXP01284

    • CF30 Customer (11 Nov 2015 to 20 Oct 2016)
  • Lorenzo Pietro Pagani

    IRN LPP01018

    • [FCA CF] Material risk taker (29 Apr 2025 to 11 Aug 2025)
    • [FCA CF] Client dealing (30 Jul 2021 to 15 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • CF1 Director (28 May 2019 to 8 Dec 2019)
    • CF30 Customer (13 May 2009 to 27 Mar 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.