Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICG Alternative Investment Limited (no longer approved here)

    FRN 606186

    • [FCA CF] Client dealing (23 Jan 2024 to 30 Apr 2025)
    • [FCA CF] Material risk taker (5 Jul 2021 to 23 Jan 2024)
    • [FCA CF] Significant management (11 Jan 2021 to 30 Apr 2025)
  • ICG MANAGER LIMITED (no longer approved here)

    FRN 189955

    • [FCA CF] Client dealing (19 Jan 2024 to 30 Apr 2025)
    • [FCA CF] Material risk taker (5 Jul 2021 to 19 Jan 2024)
    • [FCA CF] Significant management (11 Jan 2021 to 30 Apr 2025)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (19 Feb 2016 to 8 Dec 2019)
  • H.I.G. Capital International Advisors, LLP (no longer approved here)

    FRN 473775

    • CF30 Customer (15 Oct 2008 to 12 Aug 2015)
    • CF4 Partner (15 Oct 2008 to 12 Aug 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 26 Jun 2008)
    • CF21 Investment Adviser (1 Jun 2006 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (12 Jul 2005 to 24 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.