Lisa Arnold

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothesay Life Plc
FRN 466067
- Director of firm who is not a certification employee or a SMF manager (since 10 Jul 2023)
PIMCO Europe Ltd (no longer approved here)
FRN 149303
- SMF14 Senior Independent Director (6 Mar 2024 to 28 Oct 2025)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 28 Oct 2025)
- CF2 Non Executive Director (29 Apr 2014 to 8 Dec 2019)
London LGPS CIV Limited (no longer approved here)
FRN 710618
- CF2 Non Executive Director (15 Oct 2015 to 6 Nov 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.