Pi Financial Ltd

Date authorised
1 April 2013
Companies House
03556277
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222
    Web
    http://pifinancial.co.uk

  • Complaints Contact

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Financial Mis-Selling Claims

  • Personal Injury Claims

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elaine Alison Gidley

    IRN EXG00267

    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2024)
  • Elizabeth Jane Webster

    IRN EJW01097

    • [FCA CF] Functions requiring qualifications (8 Sep 2023 to 12 Jun 2024)
    • [FCA CF] Client dealing (8 Sep 2023 to 12 Jun 2024)
  • Emma Goldsmith

    IRN EXG01256

    • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Apr 2016)
    • CF10 Compliance Oversight (23 Aug 2011 to 9 Feb 2016)
    • CF1 Director (23 Aug 2011 to 9 Feb 2016)
  • Eric Edward Parman

    IRN EEP00002

    • CF30 Customer (1 Jul 2010 to 19 Dec 2011)
  • Farrell Andrew Peter McManus

    IRN FAM00007

    • CF30 Customer (1 Nov 2007 to 30 Apr 2016)
    • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
  • Fiona Smith

    IRN FXS00018

    • 21. Advising or arranging (bringing about) equity release transactions
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (31 Jan 2009 to 8 Dec 2019)
  • Francis Neil McDermott

    IRN FNM00001

    • CF30 Customer (1 Nov 2007 to 3 Nov 2010)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
  • Frank Lamont Walker

    IRN FLW00002

    • CF30 Customer (21 Jan 2010 to 31 Dec 2012)
  • Gary Eaton

    IRN GXE00002

    • CF22 Investment Adviser (Trainee) (23 Mar 2004 to 1 Oct 2004)
  • Gary Fitzroy Storrod

    IRN GXS00333

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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