Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 May 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (20 Nov 2024 to 28 Mar 2025)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (8 Sep 2023 to 12 Jun 2024)
    • [FCA CF] Functions requiring qualifications (8 Sep 2023 to 12 Jun 2024)
  • Phillip Bates & Co Financial Services Limited (no longer approved here)

    FRN 469998

    • CF30 Customer (5 Aug 2011 to 24 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.