DAG Financial Solutions Ltd

FRN: 609969
Last scraped: 2 days ago

This firm operates as an appointed representative of Pi Financial Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

115 Hither Green Lane

Redditch

Worcestershire

B98 9BN

UNITED KINGDOM

Phone

+440152760259

Web

https://www.dagfinancialsolutions.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Daryl Anthony Gidley
IRN DAG00002
- Employed By (since 1 Dec 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.