Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Simon Peter Young

  IRN SPY00004

  • CF30 Customer (3 Sep 2010 to 29 Jun 2012)
• Simon Vivian Dicey

  IRN SVD01005

  • CF30 Customer (21 Sep 2011 to 31 Aug 2012)
• Sonia Wolsey-Cooper

  IRN SMW01131

  • CF1 Director (7 May 2010 to 13 Sep 2010)
• Sophie Isabelle Resplandy Bernard

  IRN SIR01019

  • CF2 Non Executive Director (22 Feb 2012 to 1 Mar 2012)
• Stephanie Jane Bruce

  IRN SJB01716

  • [FCA CF] Manager of certification employee (19 Aug 2024 to 31 Jan 2025)
• Stephanie Reith Scrimgeour

  IRN SXS05747

  • [FCA CF] Significant management (since 4 Nov 2025)
• Stephanie Vagg

  IRN SAV00003

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Stephen Brownless

  IRN SXB02139

  • CF30 Customer (18 Oct 2011 to 16 May 2012)
• Stephen Dixon

  IRN SXD01705

  • CF30 Customer (28 Jun 2012 to 12 Jul 2012)
• Stephen Evenden

  IRN SXE01360

  • CF28 Systems and controls (21 Jan 2013 to 1 Nov 2016)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.