Stephen Dixon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (14 Jan 2020 to 3 Jun 2022)
    • [FCA CF] Functions requiring qualifications (14 Jan 2020 to 3 Jun 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (15 Aug 2012 to 30 Jan 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (28 Jun 2012 to 12 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Jul 2011 to 30 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.