Simon Peter Young

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 29 Jun 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (19 Apr 2010 to 16 Sep 2010)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (6 Mar 2008 to 31 Aug 2009)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (17 Aug 2005 to 31 Mar 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (17 Aug 2005 to 31 Mar 2006)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (27 May 2002 to 22 Aug 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.