Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Angus MacLeod

  IRN AXM00258

  • CF30 Customer (3 Sep 2010 to 8 Oct 2010)
• Anna Wyse

  IRN AXW26399

  • [FCA CF] Significant management (12 Apr 2021 to 5 Sep 2025)
• Annabel Abell

  IRN AXM14419

  • [FCA CF] Manager of certification employee (11 Feb 2025 to 31 Aug 2025)
  • [FCA CF] Significant management (1 Oct 2024 to 31 Aug 2025)
• Anne Alice Jardine

  IRN AXA00213

  • [FCA CF] Significant management (since 13 Jun 2024)
• Anne-Marie Large

  IRN AXM02622

  • CF30 Customer (11 Nov 2010 to 30 Jul 2012)
• Annmarie Kennedy-Morley

  IRN AXK02936

  • CF28 Systems and controls (11 Oct 2018 to 1 May 2019)
  • CF10 Compliance Oversight (13 Apr 2017 to 1 Jan 2018)
  • CF1 Director (13 Apr 2017 to 15 Sep 2017)
• Anthea Jane Kenyon

  IRN AJU01007

  • CF30 Customer (3 Sep 2010 to 17 Aug 2012)
• Anthony John Afford

  IRN AXA00060

  • CF30 Customer (29 Mar 2012 to 17 May 2013)
• Anthony John Hamilton

  IRN AJH01315

  • CF2 Non Executive Director (7 May 2010 to 29 Jul 2013)
• Anthony John Palmer

  IRN AJP01168

  • CF30 Customer (9 Nov 2011 to 21 Sep 2012)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.