Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Robert John Gyseman

  IRN RJG00039

  • CF30 Customer (20 Sep 2011 to 7 Feb 2012)
• Robert Macfie

  IRN RXM00098

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Robert Matthews

  IRN RXM00516

  • [FCA CF] Manager of certification employee (1 Sep 2021 to 1 Nov 2021)
  • [FCA CF] Significant management (1 Sep 2021 to 31 Dec 2024)
• Robin Smith

  IRN RDS01117

  • CF29 Significant management (25 Mar 2009 to 15 Sep 2010)
• Roger Paul Van Cleak

  IRN RPV00001

  • CF30 Customer (26 Sep 2011 to 17 May 2013)
• Roland Verhaaf

  IRN RXV35085

  • [FCA CF] Significant management (since 1 Mar 2021)
  • [FCA CF] Manager of certification employee (1 Jan 2025 to 8 Oct 2025)
• Rollo Quinton Edwin McGrath

  IRN REM00024

  • CF30 Customer (10 Nov 2011 to 17 May 2013)
• Rosalyn Susan Wilton

  IRN RSW00009

  • CF2 Non Executive Director (8 Jun 2012 to 27 Aug 2015)
• Roshan Lachman

  IRN RXL01182

  • SMF7 Group Entity Senior Manager (9 Apr 2020 to 14 Oct 2021)
• Russell Alexander Balfour Todd

  IRN RAT00008

  • CF30 Customer (3 Sep 2010 to 17 May 2013)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.