Phoenix Wealth Services Limited

Date authorised
1 April 2013
Companies House
02238458
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
    Web
    https://www.phoenixwealth.co.uk

  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Coward

    IRN AJC00081

    • CF30 Customer (25 Nov 2010 to 30 Jul 2012)
  • Andrew James Morris

    IRN AJM01427

    • CF30 Customer (3 Sep 2010 to 30 Jul 2012)
  • Andrew Jaworski

    IRN AXJ01154

    • CF30 Customer (3 Sep 2010 to 31 May 2013)
  • Andrew John Purvis

    IRN AJP01126

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Jul 2013)
    • CF28 Systems and controls (1 Nov 2007 to 1 Nov 2016)
    • CF14 Risk Assessment (4 Jun 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Jun 2007 to 1 Nov 2016)
    • CF10 Compliance Oversight (4 Jun 2007 to 1 Nov 2016)
    • CF1 Director (4 Jun 2007 to 1 Nov 2016)
  • Andrew Jon Saines

    IRN AJS00122

    • CF30 Customer (3 Sep 2010 to 4 Sep 2012)
  • Andrew Joseph SMITH

    IRN AJS01659

    • CF29 Significant management (10 Apr 2014 to 16 Dec 2014)
    • CF10a CASS Oversight function (31 Jul 2013 to 16 Dec 2014)
    • CF1 Director (27 Sep 2012 to 1 Apr 2014)
  • Andrew King

    IRN AXK00023

    • CF30 Customer (3 Sep 2010 to 2 Nov 2012)
  • Andrew Mark Parsons

    IRN AMP01157

    • CF1 Director (5 Nov 2009 to 15 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 5 Nov 2009)
    • CF13 Finance (4 Jun 2007 to 31 Oct 2007)
  • Andrew Moss

    IRN AXM00387

    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2022)
    • CF1 Director (13 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (4 Aug 2017 to 8 Dec 2019)
  • Andrew Paul Gledhill

    IRN APG00027

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.