Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Darrel James Jones

  IRN DXJ01244

  • CF30 Customer (3 Sep 2010 to 31 Dec 2010)
• Darren Keith Jackson

  IRN DKJ00002

  • CF30 Customer (3 Sep 2010 to 5 Jul 2013)
• Daryl Lloyd Brown

  IRN DLB01099

  • CF30 Customer (16 Nov 2011 to 17 May 2013)
• David Alexander Carroll

  IRN DAC01203

  • CF30 Customer (7 Sep 2010 to 22 Jan 2013)
• David Andrew Garden

  IRN DAG01146

  • CF30 Customer (22 Sep 2011 to 31 Aug 2012)
• David Bryson

  IRN DXB00124

  • CF30 Customer (6 Dec 2010 to 21 Oct 2011)
• David Charles Heywood

  IRN DCH00038

  • CF30 Customer (1 Nov 2011 to 17 May 2013)
• David Cheeseman

  IRN DRC01159

  • SMF2 Chief Finance (9 Dec 2019 to 31 Jan 2020)
  • CF1 Director (20 Dec 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 20 Dec 2007)
  • CF13 Finance (11 Jun 2007 to 31 Oct 2007)
• David Dunkerley

  IRN DXD00076

  • CF30 Customer (30 Sep 2010 to 30 Sep 2011)
• David Edward Beet

  IRN DEB01065

  • CF30 Customer (29 Jun 2011 to 17 May 2013)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.