Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2022)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (30 Sep 2010 to 30 Sep 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jul 2004 to 14 Feb 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (15 Nov 2002 to 11 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.