Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aldermore Bank Plc
FRN 204503
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 22 Feb 2022)
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- CF30 Customer (30 Sep 2010 to 30 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jul 2004 to 14 Feb 2005)
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- CF21 Investment Adviser (15 Nov 2002 to 11 Jun 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.