Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Craig Douglas Hamilton

  IRN CXH23992

  • SMF16 Compliance Oversight (11 Sep 2020 to 3 Feb 2025)
• Craig Williams

  IRN CXW00100

  • CF30 Customer (3 Sep 2010 to 2 Aug 2013)
• Damian Mark Shackleton

  IRN DMS01207

  • CF30 Customer (3 Sep 2010 to 7 Feb 2012)
• Damon Mark Fair

  IRN DMF01065

  • CF30 Customer (25 Oct 2010 to 14 Feb 2012)
• Daniel Edwin George Jarvie-Thomas

  IRN DEJ01018

  • CF28 Systems and controls (1 Nov 2007 to 21 Jan 2013)
  • CF15 Internal Audit (4 Jun 2007 to 31 Oct 2007)
• Daniel James Marriott

  IRN DJM00117

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Daniel Joseph Hirrel

  IRN DJH00007

  • CF30 Customer (3 Sep 2010 to 31 May 2013)
• Daniel Leigh Howls

  IRN DLH01063

  • CF30 Customer (3 Sep 2010 to 12 Nov 2010)
• Daniel Smethurst

  IRN DAS01248

  • CF30 Customer (6 Oct 2011 to 30 Jul 2012)
• Darran Anthony Matthews

  IRN DAM01231

  • CF30 Customer (20 Jul 2011 to 30 Jul 2012)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.