Daniel Smethurst

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Aug 2013)
    • CF30 Customer (since 15 Oct 2012)
  • Mason Cole Wealth Management Ltd

    FRN 845289

    • (2)Employed By (since 2 Sep 2019)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 12 Aug 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (15 Oct 2012 to 15 Oct 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (6 Oct 2011 to 30 Jul 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Jun 2009 to 14 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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