PHILIP T ENGLISH INTERNATIONAL FINANCIAL SERVICES LIMITED

• Principal Place of Business

  1B Banbury Office Village

  Noral Way

  Banbury

  Banbury

  Oxfordshire

  OX16 2SB

  UNITED KINGDOM

  Phone

  +4401295660571

  Web

  https://www.philiptenglish.com

• Complaints Contact

  1B Banbury Office Village

  Noral Way

  Banbury

  Oxfordshire

  OX16 2SB

  UNITED KINGDOM

  Phone

  +441295660571

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgage

• Equity Release Setup

  For Customer, Home reversion plans

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Willoughby More Norrie

  IRN GWN01011

  • CF2 Non Executive Director (1 Dec 2007 to 12 Oct 2012)
• Gordon Alexander Crothers

  IRN GAC00039

  • CF30 Customer (7 Sep 2009 to 30 Nov 2011)
• Jacqueline Frances Robinson

  IRN JFR00009

  • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
  • CF22 Investment Adviser (Trainee) (2 Aug 2007 to 31 Oct 2007)
• John Edward Glavey

  IRN JEG00001

  • CF30 Customer (1 Nov 2007 to 6 Feb 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 6 Feb 2016)
• Lauren Jay Johnson

  IRN LJJ00004

  • CF30 Customer (12 Sep 2011 to 21 Dec 2012)
• Louis Francis David Wearden

  IRN LXW00390

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2024)
• Lydia Hatton

  IRN LXH00071

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (3 Jul 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jul 2003)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Paul Andrew Tarpey

  IRN PAT00048

  • CF21 Investment Adviser (3 Jul 2003 to 29 May 2004)
  • CF22 Investment Adviser (Trainee) (17 Dec 2001 to 3 Jul 2003)
• Paul Wheatley

  IRN PXW00024

  • CF21 Investment Adviser (22 Aug 2003 to 17 Jan 2004)
  • CF22 Investment Adviser (Trainee) (21 Mar 2003 to 22 Aug 2003)
• Raphael Kozlowski

  IRN RXK00038

  • CF30 Customer (7 Nov 2008 to 31 Jul 2009)

No changes recorded yet.