Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Dec 2024)
    • CF30 Customer (since 17 Oct 2024)
    • (1)Employed By (since 17 Oct 2024)
    • (1)Employed By (1 Nov 2013 to 16 Apr 2015)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Nov 2024)
    • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2013 to 16 Apr 2015)
    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF22 Investment Adviser (Trainee) (2 Aug 2007 to 31 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (30 Nov 2005 to 30 Jun 2007)
  • Pall Mall Financial Independence Limited (no longer approved here)

    FRN 184451

    • CF21 Investment Adviser (14 Jan 2004 to 22 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Jacqueline Robinson

  2. controlled function added: (1)Employed By at Jacqueline Robinson