Pharmaceutical and General Provident Society Ltd

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095
    Web
    https://www.pgmutual.co.uk

  • Complaints Contact

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Permanent health

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Stuart Davies

    IRN MSD01102

    • CF2 Non Executive Director (1 Jul 2014 to 6 Mar 2016)
  • Mohammed Shaikh

    IRN MXS27064

    • [FCA CF] Significant management (since 24 Jan 2025)
    • [FCA CF] Material risk taker (10 Dec 2019 to 23 Jan 2025)
  • Nagra Jshree Mohanrao

    IRN NRM01051

    • CF10 Compliance Oversight (1 Aug 2005 to 30 Apr 2007)
    • CF11 Money Laundering Reporting (1 Aug 2005 to 30 Apr 2007)
  • Nicholas John Morrell

    IRN NXM01232

    • CF2 Non Executive Director (6 May 2004 to 5 Jun 2014)
  • Paul Howley

    IRN PXH02126

    • SMF12 Chair of the Remuneration Committee (since 17 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (2 Apr 2020 to 23 Jan 2025)
  • Paul Martin Brierley

    IRN PMB01188

    • CF1 Director (8 Nov 2010 to 1 Sep 2011)
    • CF3 Chief Executive (5 Feb 2010 to 1 Sep 2011)
    • CF6 Small Friendly Society (5 Feb 2010 to 1 Sep 2011)
    • CF8 Apportionment and Oversight (5 Feb 2010 to 1 Sep 2011)
  • Priya Darshani Singh

    IRN PXS00721

    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2023)
  • Richard Jonathon Crompton Maw

    IRN RJM01152

    • CF3 Chief Executive (30 Nov 2004 to 22 May 2006)
    • CF6 Small Friendly Society (30 Nov 2004 to 30 Apr 2007)
    • CF8 Apportionment and Oversight (30 Nov 2004 to 22 May 2006)
    • CF13 Finance (1 Dec 2001 to 22 May 2006)
  • Richard Owen Evans

    IRN ROE00002

    • CF2 Non Executive Director (1 Dec 2001 to 25 Feb 2004)
  • Richard Pettifer

    IRN RXP27066

    • [FCA CF] Material risk taker (10 Dec 2019 to 28 Jul 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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