Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 10 Sep 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 10 Sep 2024)
    • SMF16 Compliance Oversight (since 23 Jul 2024)
    • SMF9 Chair of the Governing Body (since 19 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2022)
  • Pharmaceutical and General Provident Society Ltd (no longer approved here)

    FRN 110023

    • CF1 Director (8 Nov 2010 to 1 Sep 2011)
    • CF8 Apportionment and Oversight (5 Feb 2010 to 1 Sep 2011)
    • CF6 Small Friendly Society (5 Feb 2010 to 1 Sep 2011)
    • CF3 Chief Executive (5 Feb 2010 to 1 Sep 2011)
  • Broker Direct Plc (no longer approved here)

    FRN 307607

    • Responsible for Insurance Mediation (4 Apr 2008 to 4 Feb 2010)
    • CF29 Significant management (4 Apr 2008 to 4 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

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