Broker Direct Plc

Date authorised
1 April 2013
Companies House
02958427
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    DEAKINS PARK
    DEAKINS MILL WAY
    EGERTON
    BOLTON
    BL7 9RW
    UNITED KINGDOM
    Phone
    +4401204600200
    Web
    https://www.brokerdirect.co.uk

  • Complaints Contact

    DEAKINS PARK
    DEAKINS MILL WAY
    EGERTON
    BOLTON
    BL7 9RW
    UNITED KINGDOM
    Phone
    +4401204600200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Neville Paddick

    IRN ANP00014

    • Responsible for Insurance Mediation (14 Jan 2005 to 21 Feb 2008)
    • CF2 Non Executive Director (14 Jan 2005 to 21 Feb 2008)
  • Barbara Bradshaw

    IRN BXB00072

    • Director of firm who is not a certification employee or a SMF manager (since 18 Mar 2021)
    • CF2 Non Executive Director (20 Jun 2013 to 8 Dec 2019)
  • Barry Fehler

    IRN BXF01102

    • CF2 Non Executive Director (14 Jan 2005 to 1 Sep 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Oct 2010)
  • Christopher Peter Dixon

    IRN CPD01055

    • CF3 Chief Executive (AR) (since 7 Oct 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Aug 2021)
    • CF28 Systems and controls (3 Oct 2016 to 8 Dec 2019)
  • Daran Makin

    IRN DXM00995

    • [FCA CF] Significant management (since 1 Jan 2024)
  • Iain Julian Gray

    IRN IJG01039

    • SMF1 Chief Executive (since 29 Oct 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Oct 2021 to 2 Aug 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • James Hawthorn Wylie

    IRN JXW14670

    • CF1 Director (AR) (since 10 May 2019)
  • Janet margaret Toombs

    IRN JMT01163

    • CF10 Compliance Oversight (12 Mar 2012 to 13 Dec 2013)
  • John Kedric Rhodes

    IRN JKR01018

    • Director of firm who is not a certification employee or a SMF manager (since 18 Mar 2021)
    • CF2 Non Executive Director (AR) (1 Apr 2022 to 15 Jun 2023)
    • CF2 Non Executive Director (7 Jul 2009 to 8 Dec 2019)
  • Joyce Ann Golder

    IRN JAT01155

    • Responsible for Insurance Distribution (since 16 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (5 Mar 2012 to 8 Dec 2019)
    • CF1 Director (5 Mar 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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