Broker Direct Plc

Date authorised
1 April 2013
Companies House
02958427
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    DEAKINS PARK
    DEAKINS MILL WAY
    EGERTON
    BOLTON
    BL7 9RW
    UNITED KINGDOM
    Phone
    +4401204600200
    Web
    https://www.brokerdirect.co.uk

  • Complaints Contact

    DEAKINS PARK
    DEAKINS MILL WAY
    EGERTON
    BOLTON
    BL7 9RW
    UNITED KINGDOM
    Phone
    +4401204600200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie McKeown

    IRN JXM03142

    • CF1 Director (AR) (22 Mar 2013 to 14 May 2018)
  • Neil Charles Harris

    IRN NCH01053

    • CF2 Non Executive Director (18 Aug 2010 to 7 Jan 2014)
    • CF1 Director (14 Jan 2005 to 5 Aug 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 May 2007)
  • Paul Martin Brierley

    IRN PMB01188

    • Responsible for Insurance Mediation (4 Apr 2008 to 4 Feb 2010)
    • CF29 Significant management (4 Apr 2008 to 4 Feb 2010)
  • Roy Green

    IRN RXG01338

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (18 Oct 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 May 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 5 Aug 2010)
    • CF1 Director (14 Jan 2005 to 5 Aug 2010)
  • Stephen Marshall

    IRN SXM03027

    • CF1 Director (AR) (10 Jan 2013 to 14 May 2018)
  • Stuart John Robertson

    IRN SJR01217

    • CF2 Non Executive Director (14 Jan 2005 to 27 Jul 2005)
  • Sue Prior

    IRN SXP01496

    • [FCA CF] Significant management (9 Dec 2019 to 8 Jul 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Terence Edward Stanley

    IRN TES01018

    • CF1 Director (AR) (since 12 Dec 2016)
    • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jul 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Jul 2021)
    • CF11 Money Laundering Reporting (29 Jun 2016 to 8 Dec 2019)
    • CF3 Chief Executive (18 Aug 2010 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • darren john thornton

    IRN DXT26244

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.