Sue Prior

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broker Direct Plc (no longer approved here)

    FRN 307607

    • [FCA CF] Significant management (9 Dec 2019 to 8 Jul 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.