Pharmaceutical and General Provident Society Ltd

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095
    Web
    https://www.pgmutual.co.uk

  • Complaints Contact

    11 Parkway
    Porters Wood
    St. Albans
    Hertfordshire
    AL3 6PA
    UNITED KINGDOM
    Phone
    +4401727840095

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Permanent health

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Bowater

    IRN ADB01197

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2024)
    • SMF16 Compliance Oversight (since 7 Aug 2024)
    • SMF4 Chief Risk (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2019 to 7 Mar 2023)
    • SMF16 Compliance Oversight (10 Dec 2018 to 7 Mar 2023)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 19 Nov 2018)
    • CF28 Systems and controls (4 Jul 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (6 Nov 2008 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (6 Nov 2008 to 25 Jul 2017)
  • Andrew Keith Elkington

    IRN AKE01020

    • SMF1 Chief Executive (since 22 Jul 2022)
  • Andrew Lee

    IRN AXL00753

    • [FCA CF] Significant management (since 24 Jan 2025)
  • Anthony Charles Meredith

    IRN AXM01357

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 30 Jun 2024)
    • SMF16 Compliance Oversight (7 Mar 2023 to 30 Jun 2024)
  • Bea Pecorelli

    IRN BXP00314

    • [FCA CF] Significant management (since 24 Jan 2025)
  • Bijal Ratilal Shah

    IRN BRS01049

    • CF28 Systems and controls (1 Nov 2007 to 19 May 2010)
    • CF13 Finance (7 Sep 2006 to 31 Oct 2007)
  • Breda Mary Gunn

    IRN BMG00014

    • CF2 Non Executive Director (1 Dec 2001 to 24 Apr 2003)
  • David John Drury

    IRN DJD01161

    • CF30 Customer (17 Feb 2009 to 30 Jun 2010)
  • David Walter Gulland

    IRN DXG01263

    • SMF14 Senior Independent Director (since 11 Mar 2024)
    • SMF11 Chair of the Audit Committee (since 10 Dec 2018)
    • SMF10 Chair of the Risk Committee (since 10 Dec 2018)
    • SIMF11 Chair of the Audit Committee (8 Jun 2018 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (8 Jun 2018 to 9 Dec 2018)
    • CF12A With-Profits Actuary (31 Dec 2004 to 27 Mar 2009)
    • CF12 Actuarial (1 Dec 2001 to 27 Mar 2009)
  • Dean Scott Mayer

    IRN DSM01080

    • CF1 Director (AR) (5 Apr 2017 to 5 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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