Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (since 7 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2024)
- SMF4 Chief Risk (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2019 to 7 Mar 2023)
- SMF16 Compliance Oversight (10 Dec 2018 to 7 Mar 2023)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 19 Nov 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (4 Jul 2013 to 6 Mar 2016)
- CF10 Compliance Oversight (6 Nov 2008 to 9 Dec 2018)
- CF11 Money Laundering Reporting (6 Nov 2008 to 25 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.