Dean Scott Mayer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

D.I.A. (Int.) Limited
FRN 311139
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2021)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (22 Feb 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (22 Feb 2012 to 30 Sep 2018)
FSE Fund Managers Limited (no longer approved here)
FRN 458820
- CF30 Customer (1 Dec 2017 to 5 Oct 2018)
- CF1 Director (1 Dec 2017 to 5 Oct 2018)
- CF10 Compliance Oversight (1 Dec 2017 to 5 Oct 2018)
- CF11 Money Laundering Reporting (1 Dec 2017 to 5 Oct 2018)
- CF3 Chief Executive (1 Dec 2017 to 5 Oct 2018)
Pharmaceutical and General Provident Society Ltd (no longer approved here)
FRN 110023
- CF1 Director (AR) (5 Apr 2017 to 5 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (18 Sep 2002 to 3 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.