PFM Associates Limited

Date authorised
1 April 2013
Companies House
03871403
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Quay House
    7 The Quay
    Poole
    Dorset
    BH15 1HA
    UNITED KINGDOM
    Phone
    +4401202673456
    Web
    https://www.pfmassociates.co.uk

  • Complaints Contact

    Quay House
    7 The Quay
    Poole
    Dorset
    BH15 1HA
    UNITED KINGDOM
    Phone
    +4401202673456

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with financial planning advice and/or mortgage/buy-to-let mortgage advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Brian Wills

    IRN PBW00001

    • CF21 Investment Adviser (1 Dec 2002 to 1 Dec 2002)
  • Rebecca Nkoane

    IRN RXN01429

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2025)
    • [FCA CF] Client dealing (since 7 Apr 2025)
    • CF30 Customer (since 1 Apr 2025)
  • Rhiannon Rees

    IRN RXR15520

    • CF30 Customer (4 Jun 2019 to 30 Oct 2019)
  • Richard John Lawrence

    IRN RJL00043

    • CF30 Customer (1 Nov 2007 to 23 Dec 2016)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Richard John Rhodes

    IRN RJR01130

    • CF1 Director (AR) (since 29 Apr 2025)
    • SMF3 Executive Director (since 22 Dec 2020)
  • Richard McKenlay

    IRN RXM08355

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 18 Aug 2022)
    • CF30 Customer (since 23 May 2022)
    • [FCA CF] Functions requiring qualifications (18 Aug 2022 to 24 Jun 2024)
  • Robert King

    IRN RMK00003

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Mar 2021)
    • CF1 Director (AR) (22 Mar 2019 to 7 Mar 2021)
  • Robert Thomas Bethell

    IRN RTB01051

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2021)
    • CF1 Director (AR) (since 4 Jan 2021)
    • CF30 Customer (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
  • Rodney Ings

    IRN RXI01040

    • CF30 Customer (27 Jul 2009 to 29 Mar 2011)
  • Rodney John Stewart

    IRN RJS01464

    • CF30 Customer (4 Jan 2011 to 4 Jan 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.