Robert Thomas Bethell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited

    FRN 213724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 4 Jun 2025)
    • CF1 Director (AR) (since 4 Jan 2021)
    • CF30 Customer (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2021)
  • Little & Georgiou (IFA) Limited

    FRN 939523

    • (3)Employed By (since 4 Jan 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
  • Lansdowne Woodward Financial Services Limited (no longer approved here)

    FRN 472086

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF1 Director (1 Oct 2007 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.