Lansdowne Woodward Financial Services Limited

• Principal Place of Business

  Princes Court

  Princes Road

  Ferndown

  Dorset

  BH22 9JG

  UNITED KINGDOM

  Phone

  +4401202862080

• Complaints Contact

  Princes Court

  Princes Road

  Ferndown

  Dorset

  BH22 9JG

  UNITED KINGDOM

  Phone

  +4401202862080

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Debt Advice

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  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgage

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Craig Andrew Lionel Desroy

  IRN CAD00004

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (8 Nov 2018 to 8 Dec 2019)
• Elaine Margaret Chandler

  IRN EMW01022

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
  • CF30 Customer (26 Mar 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
• John Anthony Coggins

  IRN JAC01356

  • CF30 Customer (21 Feb 2011 to 30 May 2012)
• John Joseph Ehrhart

  IRN JJE00007

  • CF1 Director (1 Oct 2007 to 31 Jul 2011)
• John Kane

  IRN JXK00071

  • CF30 Customer (1 Nov 2007 to 6 Oct 2016)
  • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Oct 2007 to 6 Sep 2013)
  • CF10 Compliance Oversight (1 Oct 2007 to 1 Aug 2013)
  • CF1 Director (1 Oct 2007 to 11 Apr 2018)
  • Responsible for Insurance Mediation (1 Oct 2007 to 6 Oct 2016)
• Nigel Mark Jordan

  IRN NMJ01035

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 23 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (13 Sep 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Aug 2013 to 8 Dec 2019)
  • CF1 Director (1 Aug 2013 to 8 Dec 2019)
  • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
• Peter Dennis Woodward

  IRN PDW00037

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 18 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Aug 2022)
  • Responsible for Insurance Mediation (26 Oct 2016 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Feb 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Oct 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
• Robert Thomas Bethell

  IRN RTB01051

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF1 Director (1 Oct 2007 to 30 Sep 2009)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)

No changes recorded yet.