Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 31 Jul 2021)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
- SMF3 Executive Director (9 Dec 2019 to 18 Aug 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Aug 2022)
- Responsible for Insurance Mediation (26 Oct 2016 to 30 Sep 2018)
- Responsibility for MCD Intermediation (21 Mar 2016 to 2 Feb 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
- CF1 Director (1 Oct 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.