Date authorised
1 April 2013
Companies House
01774371
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403456024797
  • Complaints Contact

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403456024797

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Richard Hester-Lowe

    IRN AXH00254

    • SMF16 Compliance Oversight (since 30 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2024 to 19 Dec 2025)
  • Alison Deborah Hewitt

    IRN ADH01098

    • CF2 Non Executive Director (7 May 2008 to 28 Jul 2008)
  • Andrew John Nowell

    IRN AXN00196

    • CF1 Director (AR) (since 3 Feb 2022)
  • Andrew Roche

    IRN AXR02072

    • Responsible for Insurance Mediation (8 Jun 2011 to 29 Apr 2015)
    • CF1 Director (7 Jun 2011 to 29 Apr 2015)
  • Caroline Susan Coleman

    IRN CXC09218

    • Responsible for Insurance Distribution (since 13 May 2024)
    • SMF1 Chief Executive (since 2 Feb 2023)
    • Responsible for Insurance Distribution (28 May 2021 to 3 Mar 2023)
    • SMF3 Executive Director (28 May 2021 to 3 Mar 2023)
  • Daniel James Sinclair

    IRN DJS01480

    • Responsible for Insurance Distribution (1 Oct 2018 to 23 Jan 2019)
    • CF11 Money Laundering Reporting (12 Feb 2016 to 23 Jan 2019)
    • Responsible for Insurance Mediation (20 Jul 2015 to 30 Sep 2018)
    • CF1 Director (1 Oct 2013 to 23 Jan 2019)
  • David Runacre

    IRN DXR01718

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Sep 2013 to 8 Dec 2019)
  • Edward Mark Warren

    IRN EMW01042

    • CF1 Director (12 Aug 2008 to 10 Mar 2015)
    • CF3 Chief Executive (12 Aug 2008 to 10 Mar 2015)
  • Franco Spinelli

    IRN FXS01159

    • CF15 Internal Audit (14 Jan 2005 to 12 Mar 2007)
  • Glen Harold Tennison

    IRN GHT01012

    • CF28 Systems and controls (12 Aug 2008 to 10 Mar 2015)
    • CF1 Director (12 Aug 2008 to 10 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.