Date authorised
1 April 2013
Companies House
01774371
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403456024797
  • Complaints Contact

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403456024797

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Gordon Warden

    IRN JGW01074

    • CF1 Director (12 Aug 2008 to 26 Jul 2015)
  • John Jeremy Pearmund

    IRN JJP01056

    • CF1 Director (14 Jan 2005 to 28 Jul 2008)
  • John Scott Ritchie

    IRN JSR01032

    • CF1 Director (14 Jan 2005 to 22 Nov 2007)
  • Kate Redhead

    IRN KXR00425

    • [FCA CF] Significant management (since 7 Jan 2026)
  • Kayode Ibukun Fanimokun

    IRN KIF01003

    • CF15 Internal Audit (1 Feb 2007 to 14 Sep 2007)
  • Kevin Beeston

    IRN KXB01568

    • CF2 Non Executive Director (7 May 2008 to 28 Jul 2008)
  • Michael Anthony Wallace

    IRN MAW01348

    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Sep 2020)
    • CF11 Money Laundering Reporting (11 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Sep 2020)
    • CF1 Director (4 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Sep 2015 to 30 Sep 2018)
    • CF28 Systems and controls (4 Sep 2015 to 8 Dec 2019)
    • CF29 Significant management (4 Sep 2015 to 8 Dec 2019)
  • Michelle Porteus

    IRN MXP01081

    • [FCA CF] Significant management (since 2 Mar 2026)
  • Paul Allan Lee

    IRN PAL01152

    • CF1 Director (1 Apr 2007 to 27 Jul 2008)
  • Paul Derek Withers

    IRN PDW01103

    • Responsible for Insurance Mediation (14 Nov 2008 to 25 Feb 2011)
    • CF1 Director (14 Nov 2008 to 25 Feb 2011)
    • CF8 Apportionment and Oversight (14 Nov 2008 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.